Kiely Forms

This section of our website features our Kiely Wealth Advisory Group, Inc. forms that we are requried by law to give to all new and current clients.  Each of these forms are available for download within this section of our website.

1. Management Agreements: Kiely Wealth Advisory Group policy requires a written investment advisory agreement for each client relationship which includes a description of our services, discretionary/non-discretionary authority, advisory fees, important disclosures and other terms of our client relationship. Kiely Wealth’s advisory agreements meet all appropriate regulatory requirements and contain a non-assignment clause and do not contain any “hedge clauses.
2. Client Profile: As part of our fiduciary duty to our clients, we like to be sure of the suitability of our relationship.  It is our express policy that the firm obtain important relevant and current information concerning the client’s identity, occupation, financial circumstances and investment objectives, among many other things. Because each client has a unique investment portfolio, we stronly encourage frequent updates to this profile and open communication with your advisor if your investment time horizons, goals or objectives change.
3. Privacy Policy: It is also our policy to delivery annually and also at the start of our relationship, our firms Annual Privacy Policy. This document which requires registered advisers to adopt policies and procedures to protect the “nonpublic personal information” for consumers and customers and to disclose to such persons policies and procedures for protecting that information. At Kiely Wealth Advisory Group your personal confidential information is treated as it were our own.  We go to great limits to protect this information.
4. ADV: Disclosure Document: As a registered investment advisory firm with the Secuities and Exchange Commision, we are requred by law to deliver this report to our current and new clients.  Our firm’s Disclosure Document provides information about the firm’s advisory services, business practices, professionals, policies and any actual and potential conflicts of interest, among other things. It is ammended annually and offered at the beginning of each calendar year.